Annual Schedules
- Nancy Cohn (Deactivated)
- Kinga Huszno
To access Eagle Insurance for the creation of NAIC Schedules:
In Accounting Center, in the left navigation pane, click Insurance > Annual Schedules. Follow the procedure described in Execute Insurance Schedules.
The following table lists the left navigation options in the Annual Schedules area that create NAIC schedules, supplemental schedules, and vendor extracts.
Option | Description |
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Annual: Summary |
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Asset Valuation Reserve (Worksheet) | See Set Up Asset Valuation Reserves (AVR) Schedules for information about these schedules. |
AVR – Default Component | See Set Up Asset Valuation Reserves (AVR) Schedules for information about these schedules. |
AVR – Equity Component | See Set Up Asset Valuation Reserves (AVR) Schedules for information about these schedules. |
General Interrogatory | Opens the General Interrogatory panel to create the General Interrogatory informational schedule. |
D1A1 – Maturity Distribution by Designation | Opens the D1A1 – Maturity Distribution by Design panel to create the Quality and Maturity Distribution of all Bonds Owned December 31 at Book/Adjusted Carrying Values by NAIC Designations NAIC schedule. |
D1A2 – Maturity Distribution by Major Type | Opens the D1A2 – Maturity Distribution by Major Type panel to create the Maturity Distribution of all Bonds Owned December 31 at Book/Adjusted Carrying Values by Major Type NAIC schedule. |
Exhibits of NII and Capital Gains (Losses) | Opens the Exhibits of NII and Capital Gains (Losses) panel to create the Exhibit of Net Investment Income NAIC schedule with two report views, the Exhibit of NII and the Exhibit of Capital Gains (Losses). |
Interest Maintenance Reserve | See Set Up Interest Maintenance Reserves (IMR) Schedules for information about this schedule. |
Summary Investment Schedule | Opens the Summary Investment Schedule panel to create the Summary Investment Schedule NAIC schedule. |
Annual: Verification |
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BA – Verification | Opens the BA – Verification panel to create the Verification Between Years – Long-Term Invested Assets |
D – Summary By Country & Verification | Opens the D – Summary by Country & Verification panel to create two report views, the Summary by Country and the Verification Between Years informational schedules. |
DA – Verification | Opens the DA – Verification panel to create the Verification Between Years – Short-Term Investments informational schedule. |
DB – Part A – Verification | Opens the DB – Part A – Verification panel to create the Verification Between Years – Options, Caps, Floors, Collars, Swaps, and Forwards informational schedule. |
DB – Part B – Verification | Opens the DB – Part B – Verification panel to create the Verification Between Years – Futures Contracts informational schedule. |
DB – Verification | Opens the DB – Verification panel to create the Verification of Book/Adjusted Carrying Value, Fair Value and Potential Exposure of all Open Derivative Contracts informational schedule. |
E – Verification | Opens the E – Verification panel to create the Verification Between Years – Cash Equivalents informational schedule. |
Annual: Schedule BA |
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Schedule BA – Part 1 | Opens the Schedule BA – Part 1 panel to create the Other Long-Term Invested Assets Owned December 31 of Current Year NAIC schedule. |
Schedule BA – Part 2 | Opens the Schedule BA – Part 1 panel to create the Other Long-Term Invested Assets Acquired and Additions Made During the Year NAIC schedule. |
Schedule BA – Part 3 | Opens the Schedule BA – Part 1 panel to create the Other Long-Term Invested Assets Disposed, Transferred or Repaid During the Year NAIC schedule. |
Annual: Schedule D |
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Schedule D – Part 1 | Opens the Schedule D – Part 1 panel to create the Long-Term BONDS Owned December 31 of Current Year NAIC schedule. |
Schedule D – Part 1 – Section 1 | Opens the Schedule D – Part 1 – Section 1 panel to create the Long-Term BONDS - ISSUER CREDIT OBLIGATIONS Owned December 31 of Current Year NAIC schedule. |
Schedule D – Part 1 – Section 2 | Opens the Schedule D – Part 1 – Section 2 panel to create the Long-Term BONDS - ASSET-BACKED SECURITIES Owned December 31 of Current Year NAIC schedule. |
Schedule D – Part 2 – Section 1 | Opens the Schedule D – Part 2 – Section 1 panel to create the Preferred Stocks Owned December 31 of Current Year NAIC schedule. |
Schedule D – Part 2 – Section 2 | Opens the Schedule D – Part 2 – Section 2 panel to create the Common Stocks Owned December 31 of Current Year NAIC schedule. |
Schedule D – Part 2 – Section 2 – Unit Value | Opens the Schedule D – Part 2 – Section 2 – Unit Value panel to create the Common Stocks Owned December 31 of Current Year Unit Value NAIC schedule. |
Schedule D – Part 3 | Opens the Schedule D – Part 3 panel to create the Long-Term Bonds and Stocks ACQUIRED During Current Year NAIC schedule. |
Schedule D – Part 4 | Opens the Schedule D – Part 4 panel to create the Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Year NAIC schedule. |
Schedule D – Part 5 | Opens the Schedule D – Part 5 panel to create the Long-Term Bonds and Stocks ACQUIRED During Year and Fully DISPOSED OF During Current Year NAIC schedule. |
Schedule D – Part 6 – Section 1 | Opens the Schedule D – Part 6 – Section 1 panel to create the Valuation of Shares of Subsidiary, Controlled or Affiliated Companies schedule. |
Schedule D – Part 6 – Section 2 | Opens the Schedule D – Part 6 – Section 2 panel to create the lower-tier company information for common and preferred stock reported on Schedule D – Part 6 – Section 1. |
Annual: Schedule DA |
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Schedule DA – Part 1 | Opens the Schedule DA – Part 1 panel to create the Short-Term Investments Owned December 31 of Current Year NAIC schedule. |
Schedule DA – Part 3 – Supplement | Opens the Schedule DA – Part 3 – Supplement panel to create the Supplement Short-Term Investments ACQUIRED During Current Year informational schedule. |
Schedule DA – Part 4 – Supplement | Opens the Schedule DA – Part 4 – Supplement panel to create the Supplement Short-Term Investments SOLD, REDEEMED or Otherwise DISPOSED OF During Current Year informational schedule. |
Schedule DA – Part 5 – Supplement | Opens the Schedule DA – Part 5 – Supplement panel to create the Supplement Short-Term Investments ACQUIRED During Year and Fully DISPOSED OF During Current Year informational schedule. |
Annual: Schedule DB |
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Schedule DB Part A – Section 1 | Opens the Schedule DB Part A – Section 1 panel to create the Options, Caps, Floors, Collars, Swaps and Forwards Open as of December 31 of Current Year NAIC schedule. |
Schedule DB Part A – Section 2 | Opens the Schedule DB Part A – Section 2 panel to create the Options, Caps, Floors, Collars, Swaps and Forwards Terminated During Current Year NAIC schedule. |
Schedule DB Part B – Section 1 | Opens the Schedule DB Part B – Section 1 panel to create the Future Contracts Open December 31 of Current Year NAIC schedule. |
Schedule DB Part B – Section 2 | Opens the Schedule DB Part B – Section 2 panel to create the Future Contracts Terminated December 31 of Current Year NAIC schedule. |
Schedule DB Part C - Section 1 | Opens the Schedule DB Part C - Section 1 panel to create the Replication (Synthetic Asset) Transactions Open as of December 31 of Current Year NAIC schedule. |
Schedule DB Part C - Section 2 | Opens the Schedule DB Part C - Section 2 panel to create the Replication (Synthetic Asset) Transactions Open NAIC schedule. |
Schedule DB Part D – Section 1 | Opens the Schedule DB Part D – Section 1 panel to create the Counterparty Exposure for Derivative Instruments Open December 31 of Current Year NAIC schedule. |
Schedule DB Part D – Section 2 | Opens the Schedule DB Part D – Section 2 panel to create the Collateral for Derivative Instruments Open December 31 of Current Year NAIC Schedule. |
Annual: Schedule DL |
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Schedule DL – Part 1 | Opens the Schedule DL – Part 1 panel to create the SECURITIES LENDING COLLATERAL ASSETS Reinvested Collateral Assets Owned December 31 Current Year NAIC schedule. |
Schedule DL – Part 2 | Opens the Schedule DL – Part 2 panel to create the SECURITIES LENDING COLLATERAL ASSETS Reinvested Collateral Assets Owned December 31 Current Year NAIC schedule. |
Annual: Schedule E |
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Schedule E – Part 1 (Cash) | Opens the Schedule E – Part 1 (Cash) panel to create the Part 1 – Cash NAIC schedule. |
Schedule E – Part 2 (Cash Equivalents) | Opens the S Schedule E – Part 2 (Cash Equivalents) panel to create the Part 2 – Cash Equivalents – Investments Owned December 31 of Current Year NAIC schedule. |
Schedule E – Part 3 (Special Deposits) | Opens the Schedule E – Part 3 (Special Deposits)panel to create the Special Deposits NAIC schedule. |
Schedule E – Part 3 – Supplement | Opens the Schedule E – Part 3 – Supplement panel to create the Supplement Short-Term Investments ACQUIRED During Current Year informational schedule. |
Schedule E – Part 4 – Supplement | Opens the Schedule E – Part 4 – Supplement panel to create the Supplement Short-Term Investments SOLD, REDEEMED or Otherwise DISPOSED OF During Current Year informational schedule. |
Schedule E – Part 5 – Supplement | Opens the Schedule E – Part 5 – Supplement panel to create the Short-Term Investments ACQUIRED During Year and Fully DISPOSED OF During Current Year informational schedule. |
Disclosures |
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5GI Securities | Open the 5GI Securities panel to create the 5GI Securities report. |
AM Best SQR | Open the AM Best SQR panel to create the Supplemental Rating Questionnaire report. |
S&P Blue Book | Open the S&P Blue Book panel to create the Asset Risk Component or Liquidity Life reports. |
Moody’s Survey | Open the Moody’s Survey panel to create the Moody’s Survey report. |
Fitch Survey | Open the Fitch Survey panel to create the Fitch Survey report. |
Fair Value Measurement - Footnote | Open the Fair Value Measurement - Footnote panel to create the Fair Value Measurement NAIC footnote. |
Holdings By Designation | Open the Holdings By Designation panel to create the Holdings By Designation report. |
Impairment Disclosure - Loan Backed | Open the Impairment Disclosure - Loan Backed panel to create the Impairment Disclosure - Loan Backed report. |
Prepayment Penalty and Acceleration Fee | Open the Prepayment Penalty and Acceleration Fee panel to create the Prepayment Penalty and Acceleration Fee report. |
RBC Asset Concentration | Open the RBC Asset Concentration panel to create the RBC Asset Concentration report. |
RBC Size Factor | Open the RBC Size Factor panel to create the RBC Asset Concentration report. |
Statutory Disclosure Summary | Open the Statutory Disclosure Summary panel to create the Statutory Disclosure Summary report. |
Wash Sales – Footnote 17c | Opens the Wash Sales – Footnote 17c panel to create the Wash Sales – Footnote 17c NAIC footnote. |
Supplemental Investment Risks Interrogatories | Open the Supplemental Investment Risks Interrogatories panel to create the Supplemental Investment Risks Interrogatories NAIC footnote. |
Schedules designated as supplemental are not required for NAIC regulatory filing. The reports are provided to assist clients in balancing their schedules and preparing their verification between years for short-term investments.