NAIC Schedule Assignments

NAIC schedules are organized by the security types and transactions they report. Supplemental schedules are non-NAIC filing schedules used by clients.

The following table lists the schedule assignment for securities based on the processing security type, SVO category, and maturity date.

Schedule	Processing Security Type	SVO Category	Message Type	Security Qualification

Schedule	Processing Security Type	SVO Category	Message Type	Security Qualification
D – Part 1 (D1) Long Term Bond	DB any	10, 15, 20, 30, 40, 60, 75, 80, 81, 82		Maturity Date (tag 38) LESS Original Acquisition Date (tag 216) > 1 year
D – Part 1 (D1) Long Term Bond	EQ any	60, 81, 82		Fund Category (tag 1463) = Class 1 Bond Mutual Fund (*) or Exchange Traded Fund (#)
DA – Part 1 (DA1) Short Term Bond	DB any	10, 15, 20, 30, 40, 60, 75, 80, 95		Security Type (tag 82) not = CD/and/ Maturity Date (tag 38) LESS Original Acquisition Date (tag 216) > 3 months and <= 1 year
DA – Part 1 (DA1) Short Term Bond	EQ any	95
D – Part 2 Section 1 (D21) Preferred Stock	EQCSPF EQPFCV EQPFVR EQPKCV EQCSPK	60, 80
D – Part 2 Section 2 (D22) Common Stock	EQ all except: EQCSPF EQPFCV EQPFVR EQPKCV EQCSPK	60, 80, 91, 92
E – Part 1 Cash	DB any			Security Type (tag 82) = CD /and/ Maturity Date (tag 38) LESS Original Acquisition Date (tag 216) <= 1 year
E – Part 2 Cash Equivalents	DB any	10, 15, 20, 30, 40, 60, 75, 80, 85, 90, 96, 97		Security Type (tag 82) not = CD /and/ Maturity Date (tag 38) LESS Original Acquisition Date (tag 216) <= 3 months
DB – Part A Section 1 (DBA1) Derivatives	OP any EQWRXX SW any FW any OP any EQWRXX SW any FW any		Positions	Derivative Election (tag 56) = H, E, R, I, O.
DB – Part A Section 2 (DBA2) Derivatives	OP any EQWRXX SW any FW any OP any EQWRXX SW any FW any		Closes	Derivative Election (tag 56) = H, E, R, I, O.
DB – Part B Section 1 (DBB1) Futures	FT any		Positions	Derivative Election (tag 56) = H, E, R, I, O.
DB – Part B Section 2 (DBB2) Futures	FT any		Closes	Derivative Election (tag 56) = H, E, R, I, O.