Audit Manual Changes to Legal Entities and Exceptions

In the Legal Entities workspace, you can view the list of manual changes made to an issuer and exception.

To audit manual changes to a legal entity and its exception:

  1. From the Reference Desk workspace, click Legal Entities in the left navigation.
    You see the Legal Entity workspace with all the available legal entity detail data.

  2. Click the View By drop down and then select Legal Entities and their Exceptions.

  3.  Complete the required search criteria and click the Search button.
    You see the search results based on the criteria you selected.

  4. Click the legal entity or exception you wish to audit and click Audit.
     You see Issuer Audit window with a list of all historical changes by field, including the original value, new value, and the user ID and date timestamp for the change.

  5. Double click on a row to view the Audit Details dialog box.

  6. Click Ok to close the dialog box and return to the Legal Entities workspace.