Client Relationship - Multi Relationship Example
- Natalie Gesin (Deactivated)
- Kinga Huszno
- Dmitry Donosiyan (Unlicensed)
Owned by Natalie Gesin (Deactivated)
<EagleML eaglemlVersion="2-0" eaglemlType="ReferenceTransactionMessage" eaglemlRevision="184" xsi:schemaLocation="http://www.eagleinvsys.com/2011/EagleML-2-0 eagleml-main-2-0.xsd" xsi:type="ReferenceTransactionMessage" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="http://www.eagleinvsys.com/2011/EagleML-2-0">
<referenceTransaction>
<header>
<objectType>Client</objectType>
</header>
<client>
<objectType>Client</objectType>
<objectId>Client</objectId>
<sourceName>EAGLE PACE</sourceName>
<updateSource>MCADMIN</updateSource>
<effectiveDate>2013-11-26</effectiveDate>
<clientSwitch>ALL</clientSwitch>
<name>122926_Test Client5</name>
<address>ADDRESS2_Test4</address>
<clientId>AB76250AS05</clientId>
<clientType>CORP</clientType>
<middleName>MIDDLE_NAME</middleName>
<lastName>MULT_ADDRESSES</lastName>
<suffix>SUFFIX1</suffix>
<shortName1>Client Test1</shortName1>
<shortName2>Client Test2</shortName2>
<salutation>SALUT1</salutation>
<displayName>122926_Test Client5</displayName>
<birthDay>1988-11-20</birthDay>
<birthPlace>BIRTH_PLACE1</birthPlace>
<spouseName>SPOUSE_NAME1</spouseName>
<maidenName>MAIDEN_NAME1</maidenName>
<children>CHILDREN</children>
<status>STATUS</status>
<startDate>2014-02-15</startDate>
<terminationDate>2015-02-14</terminationDate>
<taxId>TSTR8211AS05</taxId>
<defaultCommInst>1551004</defaultCommInst>
<bic>BIC1</bic>
<dtcCode>DTC_CODE1</dtcCode>
<dealerFlag>N</dealerFlag>
<clearingFlag>N</clearingFlag>
<dummyFlag>Y</dummyFlag>
<domesticFlag>N</domesticFlag>
<internationalFlag>Y</internationalFlag>
<nasdFlag>N</nasdFlag>
<terminationFlag>Y</terminationFlag>
<parentBrokerFlag>N</parentBrokerFlag>
<minorityTypeIndicator>N</minorityTypeIndicator>
<clientAcctSystem>CAS1</clientAcctSystem>
<affiliatedClearingBroker>AFFILIATED_CLEARING_BROKER1</affiliatedClearingBroker>
<parentBroker>PARENT_BROKER1</parentBroker>
<amlClientType>AML_CLIENT_TYPE1</amlClientType>
<clientSubType>CLIENT_SUB_TYPE1</clientSubType>
<companyName>COMPANY_NAME1</companyName>
<fgnPoliticalRelatedInd>Y</fgnPoliticalRelatedInd>
<geoCategory>GEO_CATEGORY1</geoCategory>
<industry>INDUSTRY1</industry>
<industrySubtype>INDUSTRY_SUBTYPE1</industrySubtype>
<otherAccountNbrs>OTHER_ACCOUNT_NBRS1</otherAccountNbrs>
<primExchange>PRIM_EXCHANGE1</primExchange>
<searchName>SEARCH_NAME1</searchName>
<specialConcernBus>SPECIAL_CONCERNBUS1</specialConcernBus>
<specialConcernBusInd>N</specialConcernBusInd>
<taxIdType>TAX_ID_TYPE5</taxIdType>
<ticker>TICKER_AS05</ticker>
<taxResidencyCountry>TAX_RES_COUNTRY1</taxResidencyCountry>
<groupId>16</groupId>
<loginId>17</loginId>
<userDefinedChar>USER_DEFINED_CHAR1</userDefinedChar>
<userChar1>char1</userChar1>
<userChar2>char2</userChar2>
<userChar3>char3</userChar3>
<userChar4>char4</userChar4>
<userChar5>char5</userChar5>
<userChar6>char6</userChar6>
<userChar7>char7</userChar7>
<userChar8>char8</userChar8>
<userChar9>char9</userChar9>
<userChar10>char10</userChar10>
<userDate1>2014-10-21</userDate1>
<userDate2>2014-10-22</userDate2>
<userDate3>2014-10-23</userDate3>
<userDate4>2014-10-24</userDate4>
<userDate5>2014-10-25</userDate5>
<userNum1>826.096</userNum1>
<userNum2>470.073</userNum2>
<userNum3>432.782</userNum3>
<userNum4>297.652</userNum4>
<userNum5>881.21</userNum5>
<incorporationYear>2014</incorporationYear>
<boardMbrAffiliatedCompany>BOARD_MBR_AFFILIATED_COMPANY1</boardMbrAffiliatedCompany>
<boardMbrAffiliatedSymbol>B_SYMBOL1</boardMbrAffiliatedSymbol>
<boardMbrIndicator>N</boardMbrIndicator>
<assetsType>ASSETS_TYPE1</assetsType>
<existingAffiliationIndicator>Y</existingAffiliationIndicator>
<subsidiaryIndicator>Y</subsidiaryIndicator>
<subsidiaryName>SUBSIDIARY_NAME1</subsidiaryName>
<publiclyTradedIndicator>N</publiclyTradedIndicator>
<ftaBankingRelationIndicator>N</ftaBankingRelationIndicator>
<regulatedFinancialFirmIndicator>Y</regulatedFinancialFirmIndicator>
<nameOfRegulatoryBody>NAME_OF_REGULATORY_BODY1</nameOfRegulatoryBody>
<isBankIndicator>Y</isBankIndicator>
<isNonBankFinInstIndicator>N</isNonBankFinInstIndicator>
<companyWebsite>COMPANY_WEBSITE1</companyWebsite>
<othresWGt25pcntOfAssets>OTHRES_W_GT25PCNT_OF_ASSETS1</othresWGt25pcntOfAssets>
<clientActingAsAgentIndicator>N</clientActingAsAgentIndicator>
<principalNames>PRINCIPAL_NAMES1</principalNames>
<affiliatedClientName>AFFILIATED_CLIENT_NAME1</affiliatedClientName>
<parentEntityName>PARENT_ENTITY_NAME1</parentEntityName>
<boardMbrName>BOARD_MBR_NAME1</boardMbrName>
<gender>GENDER1</gender>
<maritalStatus>MARITAL_STATUS1</maritalStatus>
<employmentStatus>EMP_STATUS1</employmentStatus>
<insiderControlIndicator>Y</insiderControlIndicator>
<existingRelationIndicator>Y</existingRelationIndicator>
<faNbr>FA_NBR1</faNbr>
<passportNbr>PASSPORT_NBR1</passportNbr>
<passportIssueCountry>PASS_IS_COUNTRY1</passportIssueCountry>
<passportType>PASSPORT_TYPE1</passportType>
<passportIssueDate>2014-11-21</passportIssueDate>
<passportExpirationDate>2014-11-22</passportExpirationDate>
<citizenshipType>CITIZENSHIP_TYPE1</citizenshipType>
<nonUsCitizenWoReferralIndicator>N</nonUsCitizenWoReferralIndicator>
<fgnCitezenGt1millValueIndicator>N</fgnCitezenGt1millValueIndicator>
<occupation>OCCUPATION1</occupation>
<clientSecInduEmpTyp>Client1</clientSecInduEmpTyp>
<clientSecInduEmpTypName>Client2</clientSecInduEmpTypName>
<spouseSecInduEmpTyp>Client3</spouseSecInduEmpTyp>
<spouseSecInduEmpTypName>Client4</spouseSecInduEmpTypName>
<employmentStartDate>2014-10-27</employmentStartDate>
<employmentRetirementDate>2014-11-26</employmentRetirementDate>
<portfolioMgrLocation>PORTF_MGR_LOC1</portfolioMgrLocation>
<indJobTitle>IND_JOB_TITLE1</indJobTitle>
<otherUsFinFirmRelationInd>Y</otherUsFinFirmRelationInd>
<otherUsFinFirmName>OTHER_US_FIN_FIRM_NAME1</otherUsFinFirmName>
<otherUsFinFirmSity>OTHER_US_FIN_FIRM_SITY1</otherUsFinFirmSity>
<otherUsFinFirmState>OTHER_US_FIN_FIRM_STATE1</otherUsFinFirmState>
<otherUsFinFirmRelatnLngth>OTHER_LNGTH1</otherUsFinFirmRelatnLngth>
<otherUsFinFirmSrcFndsInd>Y</otherUsFinFirmSrcFndsInd>
<otherUsFinFirmSrcFndsRsn>OTHER_US_FIN_FIRM_SRC_FNDS_RSN1</otherUsFinFirmSrcFndsRsn>
<otherUsFinFirmSameNameIndicator>N</otherUsFinFirmSameNameIndicator>
<otherUsFinFirmSameNameRsn>OTHER_US_FIN_FIRM_SAME_NAME_RSN1</otherUsFinFirmSameNameRsn>
<otherUsFinFirmPurpose>OTHER_US_FIN_FIRM_PURPOSE1</otherUsFinFirmPurpose>
<branchOfficeNbr>BRANCH_OFFICE_NBR1</branchOfficeNbr>
<wireCall>WIRECALL1</wireCall>
<countryOfResidence>COUNTRY_OF_RES1</countryOfResidence>
<spouseBeneficialOwnerInd>N</spouseBeneficialOwnerInd>
<clientRelationship>
<clientRelationshipSwitch>CRD</clientRelationshipSwitch>
<relClientId>AB86260AS04</relClientId>
<relationshipType>PARENT</relationshipType>
<crStartDate>2014-09-25</crStartDate>
<crEndDate>2014-11-20</crEndDate>
<crFlag>1</crFlag>
<investmentTeamCode>INV1</investmentTeamCode>
<crStatusFlag>N</crStatusFlag>
<relatnToBeneficialOwnr>RELATN_TO_BENEFICIAL_OWNR1</relatnToBeneficialOwnr>
<tierFlag>Y</tierFlag>
<crUserChar1>CR_USER_CHAR11</crUserChar1>
<crUserChar2>CR_USER_CHAR21</crUserChar2>
<crUserNum1>111.111</crUserNum1>
<crUserNum2>111.111</crUserNum2>
<crUserNum3>111.111</crUserNum3>
<sharesAuthorized>111.111</sharesAuthorized>
<bhWaterMarkIncFee>111.111</bhWaterMarkIncFee>
<hurdlePercentage>111.111</hurdlePercentage>
<lossRecoveryPercentage>111.111</lossRecoveryPercentage>
<lossRecoveryIncPercentage>111.111</lossRecoveryIncPercentage>
<newIssueFlag>N</newIssueFlag>
<minFee>111.111</minFee>
<maxFee>111.111</maxFee>
<frequency>N</frequency>
<crdUserChar1>C1</crdUserChar1>
<crdUserChar2>C1</crdUserChar2>
<crdUserChar3>C1</crdUserChar3>
<crdUserChar4>C1</crdUserChar4>
<crdUserChar5>C1</crdUserChar5>
<crdUserChar6>C1</crdUserChar6>
<crdUserChar7>C1</crdUserChar7>
<crdUserChar8>C1</crdUserChar8>
<crdUserChar9>C1</crdUserChar9>
<crdUserChar10>C1</crdUserChar10>
<crdUserChar11>C1</crdUserChar11>
<crdUserChar12>C1</crdUserChar12>
<crdUserChar13>C1</crdUserChar13>
<crdUserChar14>C1</crdUserChar14>
<crdUserChar15>C1</crdUserChar15>
<crdUserChar16>C1</crdUserChar16>
<crdUserChar17>C1</crdUserChar17>
<crdUserChar18>C1</crdUserChar18>
<crdUserChar19>C1</crdUserChar19>
<crdUserChar20>C1</crdUserChar20>
<crdUserChar21>C1</crdUserChar21>
<crdUserChar22>C1</crdUserChar22>
<crdUserChar23>C1</crdUserChar23>
<crdUserChar24>C1</crdUserChar24>
<crdUserChar25>C1</crdUserChar25>
<crdUserChar26>C1</crdUserChar26>
<crdUserChar27>C1</crdUserChar27>
<crdUserChar28>C1</crdUserChar28>
<crdUserChar29>C1</crdUserChar29>
<crdUserChar30>C1</crdUserChar30>
<crdUserDate1>2014-11-25</crdUserDate1>
<crdUserDate2>2014-11-25</crdUserDate2>
<crdUserDate3>2014-11-25</crdUserDate3>
<crdUserDate4>2014-11-25</crdUserDate4>
<crdUserDate5>2014-11-25</crdUserDate5>
<crdUserNum1>111.111</crdUserNum1>
<crdUserNum2>111.111</crdUserNum2>
<crdUserNum3>111.111</crdUserNum3>
<crdUserNum4>111.111</crdUserNum4>
<crdUserNum5>111.111</crdUserNum5>
</clientRelationship>
<clientRelationship>
<clientRelationshipSwitch>CRD</clientRelationshipSwitch>
<entity>
<entityId>21</entityId>
</entity>
<relationshipType>EntityOwner</relationshipType>
<crStartDate>2014-06-25</crStartDate>
<crEndDate>2014-08-15</crEndDate>
<crFlag>1</crFlag>
<investmentTeamCode>INV2</investmentTeamCode>
<crStatusFlag>N</crStatusFlag>
<relatnToBeneficialOwnr>RELATN_TO_BENEFICIAL_OWNR2</relatnToBeneficialOwnr>
<tierFlag>Y</tierFlag>
<pEntity>
<entityId>KAET2</entityId>
</pEntity>
<crUserChar1>CR_USER_CHAR12</crUserChar1>
<crUserChar2>CR_USER_CHAR22</crUserChar2>
<crUserNum1>222.2221</crUserNum1>
<crUserNum2>222.222</crUserNum2>
<crUserNum3>222.222</crUserNum3>
<sharesAuthorized>222.222</sharesAuthorized>
<bhWaterMarkIncFee>222.222</bhWaterMarkIncFee>
<hurdlePercentage>222.222</hurdlePercentage>
<lossRecoveryPercentage>222.222</lossRecoveryPercentage>
<lossRecoveryIncPercentage>222.222</lossRecoveryIncPercentage>
<newIssueFlag>N</newIssueFlag>
<minFee>222.222</minFee>
<maxFee>222.222</maxFee>
<frequency>N</frequency>
<crdUserChar1>C2</crdUserChar1>
<crdUserChar2>C2</crdUserChar2>
<crdUserChar3>C2</crdUserChar3>
<crdUserChar4>C2</crdUserChar4>
<crdUserChar5>C2</crdUserChar5>
<crdUserChar6>C2</crdUserChar6>
<crdUserChar7>C2</crdUserChar7>
<crdUserChar8>C2</crdUserChar8>
<crdUserChar9>C2</crdUserChar9>
<crdUserChar10>C2</crdUserChar10>
<crdUserChar11>C2</crdUserChar11>
<crdUserChar12>C2</crdUserChar12>
<crdUserChar13>C2</crdUserChar13>
<crdUserChar14>C2</crdUserChar14>
<crdUserChar15>C2</crdUserChar15>
<crdUserChar16>C2</crdUserChar16>
<crdUserChar17>C2</crdUserChar17>
<crdUserChar18>C2</crdUserChar18>
<crdUserChar19>C2</crdUserChar19>
<crdUserChar20>C2</crdUserChar20>
<crdUserChar21>C2</crdUserChar21>
<crdUserChar22>C2</crdUserChar22>
<crdUserChar23>C2</crdUserChar23>
<crdUserChar24>C2</crdUserChar24>
<crdUserChar25>C2</crdUserChar25>
<crdUserChar26>C2</crdUserChar26>
<crdUserChar27>C2</crdUserChar27>
<crdUserChar28>C2</crdUserChar28>
<crdUserChar29>C2</crdUserChar29>
<crdUserChar30>C2</crdUserChar30>
<crdUserDate1>2014-01-25</crdUserDate1>
<crdUserDate2>2014-01-25</crdUserDate2>
<crdUserDate3>2014-01-25</crdUserDate3>
<crdUserDate4>2014-01-25</crdUserDate4>
<crdUserDate5>2014-01-25</crdUserDate5>
<crdUserNum1>222.222</crdUserNum1>
<crdUserNum2>222.222</crdUserNum2>
<crdUserNum3>222.222</crdUserNum3>
<crdUserNum4>222.222</crdUserNum4>
<crdUserNum5>222.222</crdUserNum5>
</clientRelationship>
</client>
</referenceTransaction>
</EagleML>