Hard Segregation Report

Owned by Copy Page Tree (Unlicensed)
Last updated: Oct 03, 2023 by Nancy Cohn (Deactivated)
1 min read

The Hard Segregation report displays the securities designated as hard segregable for a given entity and report date. Hard segregation is the contractual understanding between a buyer and a seller requiring securities to be placed in a separate escrow account at the custodian bank. Hard segregation securities cannot be removed without the permission of the broker and include such securities as futures and common stock short sales.

To create the Hard Segregation report:

  1. In Accounting Center, in the left navigation pane, click Reports > Compliance Reports > Asset Segregation > Hard Segregation Report. 
    You see the Hard Segregation Report panel.

  2. Complete the options on the Hard Segregation Report panel.

  3. Under Result Options, click Grid or Advanced Report for the report view you want.

  4. Click Submit.
    The report results appear on your desktop for the view selected.

Hard Segregation Report Panel Options

A definition of the options on the Hard Segregation Report panel follows.

Search Criteria

  • Entity ID. Specifies a portfolio, sector portfolio, composite portfolio, or Master Fund by the entity ID of the entity.

  • Entity Name. Specifies a portfolio, sector portfolio, composite portfolio, or Master Fund by name of the entity.

  • Effective Date. Specifies the effective date for your report results.

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