Manage LEI Information for Mutual Funds

Owned by Tom Fahey (Unlicensed)
Last updated: Oct 04, 2016 by Former user (Deleted)
2 min read

You can use legal entity identifiers (LEIs) for mutual funds to track parties to financial transactions.

Add LEI Information for a Mutual Fund

In the Master Fund Setup panel, you can manage the Legal Entity Identifier (LEI) code assignment and LEI supporting details for a mutual fund.

To add LEI information when you add a mutual fund:

  1. From any Eagle window, click the Eagle Navigator button to access the Eagle Navigator.
  2. Enter Master Fund Setup in the Start Search text box.
  3. Click the Master Fund Setup link to access the panel. 
    You see the Master Fund Setup panel.
  4. Complete the options in the Master Fund Setup panel.
  5. Click Submit.
  6. Close the Master Fund Setup bottom tab.

Master Fund Setup Panel Options

The following are the key options required to add LEI information for the mutual fund.

Master Fund Identification Options

  • Legal Entity Identifier (LEI) (tag 5089). Specifies the legal entity identifier (LEI) that identifies the mutual fund as a financial party. When you enter an LEI value, the panel unhides the Legal Entity Identifier Details section for data entry. If the LEI already exists, the LEI details are displayed.

Legal Entity Identifier Details Options

  • Legal Name (tag 5090). Specifies the legal name of the mutual fund, as the financial party registered with the LEI.
  • Entity Status (tag 5091). Specifies the status of the mutual fund. For example: ACTIVE and INACTIVE.
  • Legal Form (tag 5092). Specifies the legal form of the mutual fund, as the financial party registered to the LEI. For example, CORPORATION.
  • Assigned Date (tag 5093). Specifies the date when the LEI was assigned.
  • Last Update Date (tag 5094). Specifies the date when the LEI information was last updated.
  • Disabled Date (tag 5095). Specifies the date when the LEI information was disabled.
  • Record State (tag 5096). Specifies the record state for the mutual fund's LEI. The record state indicates the current process status of the CFTC Interim Compliant Identifier (CICI) record. For example, UNDER_REVIEW, DUPLICATE, CONFLICTING_SOURCES, VALIDATED, INADEQUATE_RESOURCES, and PENDING_REMOVAL.
  • Certification State (tag 5097). Specifies the certification state used to register the mutual fund's LEI. For example, CERTIFIED, NOT_CERTIFIED, and STALE.
  • Street (tag 5098). Specifies the street address used to register the mutual fund's LEI.
  • City (tag 5099). Specifies the city used to register the mutual fund's LEI.
  • State (tag 5100). Specifies the state code used to register the mutual fund's LEI.
  • ZIP (tag 5180). Specifies the ZIP code used to register the mutual fund's LEI.
  • Country Code (tag 5181). Specifies the country code used to register the mutual fund's LEI.