Corporate Action Entitlement Report

Owned by Copy Page Tree (Unlicensed)
Last updated: Oct 03, 2023 by Nancy Cohn (Deactivated)
2 min read

The Corporate Action Entitlement report displays the corporate action records for a given entity and date range, including corporate actions processed or released after the announcement date and up to the pay date when the settle/pay date is prior to run date.

To create the Corporate Action Entitlement report:

  1. In Accounting Center, in the left navigation pane, click Reports > Investment Accounting Reports > Corporate Action > Corporate Action Entitlement Report. 
    You see the Corporate Action Entitlement Report panel.

  2. Complete the options on the Corporate Action Entitlement Report panel.
    NOTE: You can query by sweep date to identify corporate actions that have been canceled/corrected and require manager allocation and voluntary election information.

  3. Under Result Options, click Grid or Advanced Report for the report view you want.

  4. Click Submit.
    The report results appear on your desktop for the view selected. You can view the projected corporate actions for one or all securities in an entity, the entity elections, and the pending voluntary corporate actions.

Corporate Action Entitlement Report Panel Options

A definition of the options on the Corporate Action Entitlement Report panel follows.

Option

Description

Option

Description

Search Criteria

 

Entity ID

Specifies a portfolio, sector portfolio, composite portfolio, or Master Fund by the entity ID of the entity.

Entity Name

Specifies a portfolio, sector portfolio, composite portfolio, or Master Fund by name of the entity.

Accounting Basis

Specifies the entity accounting basis. For example, USTAX, GAAP, or IFRS.

Asset ID Type

Specifies the primary asset ID type of the security. For example, ISIN or CUSIP.

Asset ID

Specifies the primary asset ID of the security.

Issue name

Specifies the issue name of the security.

Report Type

Specifies the type of date used for controlling your report results. Options include:

  • Ex Date. Default. The ex-date is the entitlement date of the corporate action. Ex-date is equal to the Trade Date of the corporate action.

  • Expiry Date +1. For voluntary corporate action elections that use expiry date processing, expiration date +1 acts as the sweep date. The system uses the voluntary corporate action election's Expiry Date to determine the sweep date.

  • Sweep Date. Date used by the global process to extract the corporate action for processing at the global level and apply it to all eligible entities/holdings. You can query by sweep date to identify corporate actions that were canceled/corrected and require manager allocation and voluntary election information.

Report Start Date

Specifies the start date for your report results.

Report End Date

Specifies the ending date for your report results.

Corporate Action Status

Specifies the status of the corporate action for your report results. Options include:

  • Incomplete

  • Pending

  • Released

  • ALL (Default)

Process Indicator

Specifies the corporate action process indicator for your report results. Options include:

  • Processed

  • Not Processed

  • Both (Default)

Include/Exclude Cancels

Allows you to include cancel events. The default is Exclude.

Selection Criteria

 

Report Filters

Allows you to show/hide additional report and security filters. The default is No.

Advanced Report Options

Allows you to show/hide advanced report, group, sort, and format options. The default is No.

Report Filters

You can filter results using other filters. Options include:

  • Client Specific CA ID

  • Corporate Action Type

  • Mandatory/Voluntary Indicator (Default is Both)

  • Long Short

  • Event Type

  • Processing Security Type

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