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The following are the key options required to add LEI information for the issuer.

Add Issuer Information Options

  • Legal Entity Identifier (LEI) (tag 5089). Specifies the legal entity identifier (LEI) that identifies the issuer as a financial party. When you enter an LEI value, the panel unhides the Legal Entity Identifier Details section for data entry. If the LEI already exists, the LEI details are displayed.

Legal Entity Identifier Details Options

  • Legal Name (tag 5090). Specifies the legal name of the issuer, as the financial party registered with the LEI.
  • Entity Status (tag 5091). Specifies the status of the issuer. For example: ACTIVE and INACTIVE.
  • Legal Form (tag 5092). Specifies the legal form of the issuer, as the financial party registered with the LEI. For example, CORPORATION.
  • Assigned Date (tag 5093). Specifies the date when the LEI was assigned.
  • Last Update Date (tag 5094). Specifies the date when the LEI information was last updated.
  • Disabled Date (tag 5095). Specifies the date when the LEI information was disabled.
  • Record State (tag 5096). Specifies the record state for the issuer's LEI. The record state indicates the current process status of the CFTC Interim Compliant Identifier (CICI) record. For example, UNDER_REVIEW, DUPLICATE, CONFLICTING_SOURCES, VALIDATED, INADEQUATE_RESOURCES, and PENDING_REMOVAL.
  • Certification State (tag 5097). Specifies the certification state used to register the issuer's LEI. For example, CERTIFIED, NOT_CERTIFIED, and STALE.
  • Street (tag 5098). Specifies the street address used to register the issuer's LEI.
  • City (tag 5099). Specifies the city used to register the issuer's LEI.
  • State (tag 5100). Specifies the state code used to register the issuer's LEI.
  • ZIP (tag 5180). Specifies the ZIP code used to register the issuer's LEI.
  • Country Code (tag 5181). Specifies the country code used to register the issuer's LEI.

View LEI Information for a Security's Issuer

You can view the Legal Entity Identifier (LEI) information when the issuer is defined for the security. You can add and change security information using the following security panels:

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