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The Rule 2A – 7 pricing report compares market values to amortized costs for the monthly risk assessment of money market funds, which are highly liquid short term investment vehicles with stable net asset values (NAV) of $1.00. Prior to submitting the 2A – 7 Pricing report, you must load prices to the work tables used for the report. Advanced report views available for this report include:

  • 2A – 7 pricing summary with security level data
  • 2A – 7 pricing ledger with summary ledger data
  • Details of holdings by tier, investment type, and issuer
  • Details of security ratings

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2A – 7 Preprocess

Prior to submitting the 2A-7 Pricing report, you must store prices to the work tables used to create the report.

Info

If you use intraday NAV processing, you can also use the 2A – 7 Preprocess panel to store prices used to create the Intraday Valuation Comparison report. For more information, see Intraday Valuation Comparison Report.

To store prices to the work tables used by the 2A – 7 Pricing report:

  1. In Accounting Center, in the left navigation pane, click Reports > Compliance Reports >2A – 7 > 2A – 7 Preprocess. 

    You see the 2A – 7 Preprocess panel.
  2. Enter the entity ID or Entity Name for the portfolio, sector portfolio, composite portfolio, or Master Fund you want to process.
  3. Enter the effective date for the prices to store. 
    The default is today's date.
  4. Click Submit.
    You see the Executing Submit dialog box. When the event completes, you see the Event Close Activity result and the prices are stored to the 2A-7 report work tables for the entity and effective date selected.

2A – 7 Pricing Report

After the prices have been stored to the work tables, you can create the 2A – 7 Pricing report.

To create the 2A – 7 Pricing report:

  1. In Accounting Center, in the left navigation pane, click Reports > Compliance Reports >2A – 7 > 2A – 7 Pricing Report. 

    You see the 2A – 7 Pricing Report panel.
  2. Complete the option on the 2A – 7 Pricing Report panel.

  3. Under Result Options, click Grid or Advanced Report for the report view you want.

  4. Click Submit.
    The report results appear on your desktop for the view selected.

2A – 7 Pricing Report Panel

A definition of the options on the 2A – 7 Pricing Report panel follows.

OptionDescription
Search Criteria
Entity ID

Specifies a portfolio, sector portfolio, composite portfolio, or Master Fund by the entity ID of the entity.

Entity NameSpecifies a portfolio, sector portfolio, composite portfolio, or Master Fund by name of the entity.
Accounting BasisSpecifies the accounting basis for the entity. For example, USTAX, GAAP, or IFRS.

Select View

Allows you to select the entity view for your report results. Options include:

  • Total Fund (Default)
  • Sector
Select SectorAllows you to filter by sector. Options include All (default) and Individual. To use this option, you must select Sector as your selected view.
Sector IDAllows you to filter by sector identifier. To use this option you must select Individual as your sector selection filter.
Report DateSpecifies the effective date for your report results. The default is today's date.
2A – 7 Pricing Source

Allows you to filter by 2A – 7 pricing source.

Selection Criteria
Report Filters

Allows you to show/hide additional report and security filters. The default is No.

Advanced Report OptionsAllows you to show/hide advanced report, group, sort, and format options. The default is No.

Filter Security By

Allows you to show/hide the additional report filters. Options include:

  • Security Cross Reference (Default). If you select this option the panel unhides the Xref Type and Xref Security ID fields for data entry.
  • Issue Name. If you select this option, the panel unhides the Issue Name field for data entry.
  • Primary Asset ID. If you select this option, the panel unhides the Primary Asset ID field for data entry.

Advanced Report Options

Allows you to select the 2A – 7 Pricing views for your report results. Options include:

  • Summary Main (Default is Yes)
  • Details of Holdings by Tier Level (Default is Yes)
  • Details of Holdings by Investment Type (Default is Yes)
  • Details of Holdings by Issuer (Default is Yes)
  • Details of Security Ratings (Default is Yes)