- Created by Natalie Gesin (Deactivated), last modified by Kinga Huszno on Feb 05, 2024
You are viewing an old version of this page. View the current version.
Compare with Current View Page History
« Previous Version 7 Current »
This section describes the Add Restrictions, Change/Transfer Restrictions, and Release Restrictions data fields.
Add Restrictions Data Table
To add a restriction, you must first set up a Pledge Master and a Restriction Reason Code. The message stream process to create a Pledge Master and a Restriction Reason Code is currently not available. You can maintain these values under the Custody menu in STAR.
To add a restriction to a position within an Entity, tag 55/F55 must equal RESTRICT, along with other data elements shown in the data table that follows.
The following table describes the required and optional data fields for Add Restrictions.
Tag # – Tag Name | Required/Optional | Required/Optional | Value/Description of Field |
|---|---|---|---|
55 – Event Type | Required – must be RESTRICT | CHAR | Used for message stream processing. |
1164 – Entity Name | Required | CHAR (30) | Lookup on the Entity Name. Either Entity Name or Entity ID (1163) is required. Additional fields needed for processing are returned by the lookup. |
1163 – Entity ID | Required | CHAR (8) | Lookup on the Entity ID. Either Entity ID or Entity Name (1164) is required. Additional fields needed for processing are returned by the lookup. |
14 – Security ID | Required | CHAR (100) | Lookup on the Security ID. Additional fields needed for processing are returned by the lookup. |
1141 – Pledge ID | Required | VARCHAR2 (255) | Lookup on the Pledge ID. Additional fields needed for processing are returned by the lookup from the Pledge Master. |
1624 – Pledge Reason | Required | CHAR | Lookup on the Pledge Reason codes. Additional fields needed for processing are returned by the lookup. |
903 – Units Pledged | Required | DEC | Quantity to restrict. |
35 – Pledge Date | Required | DATE | Effective date of the pledge. |
481 – Market Price | Required | NUMBER (28,12) | Market Price (local) for security. Used to calculate the Inception Value for the pledged position. |
1146 – Custody Bank Name | Optional | CHAR | Lookup on the Custody Bank Name. Additional Custody Bank information is returned by the lookup. Lookup is based on the Entity Bank Relationship. |
25 – Event ID | Optional | VARCHAR2(55) | If tag 25 is not supplied, message stream generates an event ID. |
Change/Transfer Restrictions Data Table
The Change/Transfer Restriction process allows you to change the Pledge ID or Pledge Reason Code. To change the Restricted Quantity or Security Restricted, the original pledge must be released and a new restriction added. To change a restriction, tag 55/F55 must equal CHG_RESTRICT, with the other data elements in the data table that follows.
The following table describes the required and optional data fields for Change/Transfer Restrictions.
Tag # – Tag Name | Required/Optional | Data Type | Value/Description of Field |
|---|---|---|---|
55 – Event Type | Required – must be CHG_RESTRICT | CHAR | Used for message stream processing. |
1164 – Entity Name | Required | CHAR (30) | Lookup on Entity Name. Either Entity Name or Entity ID (1163) is required. Additional fields needed for processing are returned by the lookup. |
1163 – Entity ID | Required | CHAR (8) | Lookup on Entity ID. Either Entity ID or Entity Name (1164) is required. Additional fields needed for processing are returned by the lookup. |
14 – Security ID | Required | CHAR (100) | Lookup on Security ID. Either Security ID (tag 14), Issue Name (tag 961), or Security Symbol (tag 13) is required. Additional fields needed for processing are returned by the lookup. |
1141 – Pledge ID | Required | VARCHAR2 (255) | Lookup on the Pledge ID. Additional fields needed for processing are returned by the lookup from the Pledge Master. |
1624 – Pledge Reason | Required | CHAR | Lookup on Pledge Reason Codes. This is the existing Pledge Reason Code from which the transfer is done. Additional fields needed for processing are returned by the lookup. |
35 – Transfer Date | Required | DATE | Effective date of the transfer. |
903 – Units Transferred | Required | DEC | Quantity to transfer. Must not exceed quantity currently restricted under the Pledge ID and Pledge Reason Code. |
1290 – Transfer To Pledge Reason | Required | CHAR | A lookup on Pledge Reason Code. The new Pledge Reason Code to which to transfer the shares. Additional fields needed for processing are returned by the lookup. |
481 – Market Price | Required | NUMBER (28,12) | Market Price (local) for the security on Transfer Date Effective Date. Used to calculate market value for the transferred quantity. |
1146 – Custody Bank Name | Optional | CHAR | Lookup on Custody Bank Name. Additional Custody Bank information is returned by the lookup. Lookup is based on the Entity Bank Relationship. |
25 – Event ID | Optional | VARCHAR2(55) | message stream generates a unique event ID if not supplied. |
Release Restrictions Data Table
The following table describes the required and optional data fields for Release Restrictions.
Tag # – Tag Name | Required/Optional | Data Type | Value/Description of Field |
|---|---|---|---|
55 – Event Type | Required – must be RELEASE_RESTRICT | CHAR | Used for message stream processing. |
1164 – Entity Name | Required | CHAR (30) | Lookup on the Entity Name. Either Entity Name or Entity ID (1163) is required. Additional fields needed for processing are returned by the lookup. |
1163 – Entity ID | Required | CHAR (8) | Lookup on Entity ID. Either Entity ID or Entity Name (1164) is required. Additional fields needed for processing are returned by the lookup. |
14 – Security ID | Required | CHAR (100) | Lookup on Security ID. Either Security ID (tag 14), Issue Name (tag 961), or Security Symbol (tag 13) is required. Additional fields needed for processing are returned by the lookup. |
1141 – Pledge ID | Required | VARCHAR2 (255) | Lookup on Pledge ID. Additional fields needed for processing are returned by the lookup from the Pledge Master. |
1624 – Pledge Reason | Required | CHAR | Lookup on Pledge Reason Codes. The existing Pledge Reason Code from which the units must be released. Additional fields needed for processing are returned by the lookup. |
903 – Units Released | Required | DEC | Quantity to release. Must not exceed the quantity currently restricted under the Pledge ID and Reason Code. |
35 – Release Date | Required | DATE | Effective date of the release. |
481 – Market Price | Required | NUMBER (28,12) | Market Price (local) for the security on the Release Date. Used to calculate the Market Value for the released quantity. |
1146 – Custody Bank Name | Optional | CHAR | Lookup on Custody Bank Name. Additional Custody Bank information is returned by the lookup. Lookup is based on the Entity Bank Relationship. |
25 – Event ID | Optional | VARCHAR2(55) | Message stream generates a unique Event ID if not supplied. |
On this page
- No labels
Add Comment