The SMF Right and Warrant stream currently supports the following processing security types:
- EQWRXX
- EQRTXX
The following table describes the required and optional data fields for SMF Rights and Warrants.
Tag # – Tag Name | Required/ Optional | Data Type | Value/Description of Field |
|---|---|---|---|
1076 – Update Indicator | Required | CHAR | Y/N indicator used within message stream process. Valid values: |
55 – Event Type | Required – must be ADDSECMASTER | CHAR | Used by message stream processing. |
1257 – Transaction Type | Conditionally Required – for RDC data strategy | CHAR (30) | Switch used restrict database updates. Options include: |
961 – Issue Name | Required | VARCHAR2 (255) | Security name. |
962 – Issue Description | Conditionally Required – for Schedule D reporting | VARCHAR2 (255) | Security description. |
13 – Ticker | Optional | CHAR (100) | Security ticker. |
1293 – Journaling | Optional | CHAR | If set to EXCLUDE_JOURNAL, field level journaling does not occur. |
1432 – Primary Asset ID Type | Required | CHAR (30) | Security Identifier Type (CUSIP, ISIN, SEDOL) – Code Value. |
14 – Primary Asset ID | Required | CHAR (100) | Security Identifier. |
5501 – Alt Asset ID Type | Optional | CHAR (30) | Alternate Sec ID Type – Code Value. |
1417 – Issuer Industry | Optional | CHAR (60) | |
1795 – Alt Asset ID | Optional | CHAR (100) | Alternate Sec ID. |
1952 – CUSIP Xref – ID | Optional | CHAR (100) | Additional security identifier used by the panel for security resolution as a CUSIP xref ID type. |
1955 – ISIN Xref – ID | Optional | CHAR (100) | Additional security identifier used by the panel for security resolution as a ISIN xref ID type. |
1958 – SEDOL Xref – ID | Optional | CHAR (100) | Additional security identifier used by the panel for security resolution as a SEDOL xref ID type. |
1961 – REUTERS Xref – ID | Optional | CHAR (100) | Additional security identifier used by the panel for security resolution as a RIC xref ID type. |
1964 – BLOOMBERG Xref – ID | Optional | CHAR | Additional security identifier used by the panel for security resolution as a BBID xref ID type. |
1967 – SICOVM Xref – ID | Optional | CHAR | Additional security identifier used by the panel for security resolution as a SICOVM xref ID type. |
1970 – VALOREN Xref – ID | Optional | CHAR | Additional security identifier used by the panel for security resolution as a VALOREN xref ID type. |
1973 – CEDEL Xref – ID | Optional | CHAR | Additional security identifier used by the panel for security resolution as a CEDEL xref ID type. |
1976 – INTERNAL Xref – ID | Optional | CHAR | Additional security identifier used by the panel for security resolution as a INTERNAL xref ID type. |
1979 – CINS Xref – ID | Optional | CHAR | Additional security identifier used by the panel for security resolution as a CINS xref ID type. |
7052 – CUSIP Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7053 – Xref – ID Type for 7052 | Optional | CHAR | Xref ID type associated with tag 7052; defaults to CUSIP. |
7055 – ISIN Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7056 – Xref – ID Type for 7055 | Optional | CHAR | Xref ID type associated with tag 7055; defaults to ISIN. |
7058 – SEDOL Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7059 – Xref – ID Type for 7058 | Optional | CHAR | Xref ID type associated with tag 7058; defaults to SEDOL. |
7061 – REUTERS Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7062 – Xref – ID Type for 7061 | Optional | CHAR | Xref ID type associated with tag 7061; defaults to RIC. |
7064 – BLOOMBERG Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7065 – Xref – ID Type for 7064 | Optional | CHAR | Xref ID type associated with tag 7064; defaults to BBID. |
7067 – SICOVM Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7068 – Xref – ID Type for 7067 | Optional | CHAR | Xref ID type associated with tag 7067; defaults to SICOVM. |
7070 – VALOREN Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7071 – Xref – ID Type for 7070 | Optional | CHAR | Xref ID type associated with tag 7070; defaults to VALOREN. |
7073 – CEDEL Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7074 – Xref – ID Type for 7073 | Optional | CHAR | Xref ID type associated with tag 7073; defaults to CEDEL. |
7076 – INTERNAL Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7077 – Xref – ID Type for 7076 | Optional | CHAR | Xref ID type associated with tag 7076; defaults to INTERNAL. |
7079 – CINS Xref – ID | Optional | CHAR | Additional security identifier used to resolve security alias if tag 10 is null. Uses next tag to control xref ID type. Overrides the use of tags 1952 – 1980 for security resolution. |
7080 – Xref – ID Type for 7079 | Optional | CHAR | Xref ID type associated with tag 7079; defaults to CINS. |
38 – Maturity Date | Optional | DATE | Date on which the security matures. Used by the Xref ID lookup to qualify security resolution. |
11043 – Inactive flag | Optional | VARCHAR2 (255) | Valid values are Y = Yes or N = No. Used by the Xref ID lookup to qualify security resolution. |
85 – Asset Currency | Optional | CHAR (30) | 3-character currency code – Code Value. Used by the Xref ID lookup to qualify security resolution. |
1981 – Xref Exchange | Optional | CHAR (8) | Used by the Xref ID lookup to further qualify the security resolution. |
17 – Primary Exchange Code | Optional – Defaults to ALL, unless the validation level is set to NONE. | CHAR (8) | Exchange on which the security is listed – Code Value. |
11 – Investment Type | Required – defaults at panel level to EQ. Can be overridden by sending tag/value. | CHAR (4) | EQ. |
3931 – Processing Security Type | Required | VARCHAR2 (15) | Code Value used by STAR processing. |
82 – Security Type | Optional | CHAR (15) | Used for reporting – Code Value. |
1464 – Sub Security Type | Optional | CHAR (15) | Used for reporting – Code Value. |
12 – Quantity Type | Required – defaults at panel level to SHARES. Can be overridden by sending tag/value. | CHAR (12) | Description of quantity, that is, SHARES, PAR. |
18 – Price Multiplier | Required – defaults at panel level to 1. Can be overridden by sending tag/value. | NUMBER (28,12) | Used by STAR processing. |
19 – Quantity Scale | Required – defaults at panel level to 1. Can be overridden by sending tag/value. | NUMBER (28,12) | Used by STAR processing. |
10536 – Country of Risk Code | Optional | VARCHAR2 (4) | ISO country code of country of risk – Code Value. |
1418 – Issue Country Code | Required | CHAR (30) | ISO country code of security – Code Value. |
85 – Asset Currency | Required | CHAR (30) | 3 character currency code – Code Value. |
63 – Settlement Currency | Required | CHAR (3) | 3 character currency code – Code Value. |
1186 – Income Currency | Required | CHAR (3) | 3 character currency code – Code Value. |
668 – Issue Tax Type | Optional – defaults to ALL on message stream processing. Can be overridden by sending tag/value. | VARCHAR2 (30) | Used for tax processing. |
17 – Primary Exchange Code | Optional – Defaults to ALL, unless the validation level is set to NONE. | CHAR (8) | Exchange on which the security is listed – Code Value. |
5423 – Region | Optional | VARCHAR2 (50) | Region of the security – Code Value. |
1142 – Right Warrant Type | Required | VARCHAR2 (10) | Used for STAR processing. Valid values: |
1789 – SIC Code | Optional | CHAR (8) | |
38 – Expiration Date | Required for Rights and Warrants | DATE | Date that the Right or Warrant expires/matures. |
1348 – Underlying Security ID | Optional | CHAR (100) | Convertible security information. |
215 – Conversion Ratio | Optional | NUMBER, | |
1413 – Issuer ID | Conditionally Required – for Schedule D reporting | CHAR (20) | ID of Issuer Code Value. |
7250 – Spoke Check | Optional | INTEGER | If set to a number greater than 0, performs the spoke check. (Valid for Hub and Spoke clients only.) |
11043 – Inactive Flag | Optional | VARCHAR2 (255) | Valid value is Y = Yes. |
1102 – Source Name | Required – defaults on panel to EAGLE PACE. Can be overridden by sending tag/value. | CHAR (15) | Source of SMF record. Used in history tables. |
1109 – Effective Date | Optional – defaults to current date on panel. Can be overridden if supplied on the message. | DATE | Date SMF was created/changed. Effective date of change. Used on SMF history tables. |
67 – Exercise Price | Optional | NUMBER (28,12) | Purchase price of underlying security. |
989 – Compare Incoming Data | Optional | CHAR | If Y, the stored procedure compares the current record to the previous record for that source in the history tables, and inserts a new record only if data changed. |
990 – Update Master Tables | Optional | CHAR | If tag 1257 = HISTORY_ONLY, specify a list of tags (separated by commas) that must be updated in the master tables. |
1084 – Exchange Mode Flag | Optional | CHAR | If this is set EXCHANGE, the interface will attempt to resolve on the primary asset ID (tag 14) plus the value in exchange (tag 17). If it is not equal to EXCHANGE then it will resolve on primary asset ID only. |
1085 – Vendor Mode Flag | Optional | CHAR | If this is set to VENDOR_MODE, it is assumed that the data is sourced from a vendor and that only data on the file should be stored. The interface will resolve security alias only, it will not perform the detail lookup which is used to retrieve the current security detail. |
2817 – Cost Basis Rule Type | Optional | VARCHAR2(20) | Used by STAR processing. |
5076 – Last Trade Date | Optional | DATE | Last Trade Date |
5089 – Legal Entity Indicator (LEI) | Optional | VARCHAR2 (20) | Alphameric LEI assignment for this security. For example, GYP225J5YLMZZGHN2C97. |
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