Page Comparison

Lookup Security Information

Client Specific CA ID

1695

Specifies the client specific identifier for the corporate action.

Source Name

1102

Specifies the source name for the corporate action. The default value is Eagle PACE.

Original Source Name

4003

Specifies the original source name for the security.

From Asset ID Type

1432

Specifies the primary asset identifier type for the From security, such as CUSIP, ISIN, and SEDOL.

From Asset ID

14

Specifies the primary asset identifier of the From security.

From Issue Name

961

Specifies the name of the From security.

Pre Action Price

1264

Specifies the pre action price for the From security. This price is used in the Fair Market Value report. Typically, this price is the close price or last traded price.

Post Action Price

319

Specifies the post action price for the From security. This price is used in the Fair Market Value report. Typically, the post action price is the open or first traded price of the existing security, and this value is used in the cost allocation percentage calculation.

Accounting Details

Trans Type

1257

This hidden field displays the transaction type that the system uses to process the transaction. For example, CA_CASH_CLOSE.

Sweep Date

1197

Specifies the date that the global processes use to extract the corporate action for processing at the global level and apply it to eligible entities/holdings.

Ex Date

65

Specifies the ex-date of the corporate action. The ex-date is the entitlement date of the corporate action. Ex-date is equal to the Trade Date of the corporate action.

Expiry Date

12876

Specifies the expiration date of voluntary corporate actions associated with the announcement. For entities that use expiry date processing, the system can process voluntary corporate actions based on expiration date +1. The system can sweep corporate actions in a Released status using the announcement's expiry date for voluntary elections that use expiry date processing. During global processing, expiration date +1 serves as the sweep date in place of the announcement's Sweep Date value.

Record Date

1694

Specifies the record date of the corporate action.

Announcement Date

1260

Specifies the announcement date of the corporate action.

Pay Date

1275

Specifies the pay date of the corporate action. The pay date is the settlement date of the corporate action.

Treatment of Fractional Shares

3965

Specifies how the system treats fractional shares for the corporate action. A fractional share is less than a single share of stock. Options include:

• European. The system calculates the fractional share entitlement as follows: 1. Divides the position by the divisor, 2. Drops the decimals on the number that is calculated, 3. Multiplies the whole number by the multiplier.

• Post Fractional Shares. The system posts the fractional share entitlement, calculating the amount to two decimal places.

• Round Down. The system rounds the fractional share entitlement down to zero decimals. No fractional shares are created.

• Round Up. The system rounds the fractional share entitlement up to the next whole number. No fractional shares are created.

• Round to Nearest Whole Share. The system rounds the fractional shares to the nearest number of whole shares. If the calculated entitlement is greater than or equal to 0.50, the system rounds the fractional shares up to the next whole share. If the calculated entitlement is less than or equal to 0.49, the system drops the fractional shares. If you select this option, you see the Rounding Point field.

Rounding Point.

8028

Identifies the rounding point used if you round fractional shares to the nearest number of whole shares.

Corporate Action Status

54

Indicates if the corporate action is correct and ready for processing. Options include:

• Incomplete. The record is not confirmed to be correct, or is not confirmed.

• Pending. The record is fully populated and is awaiting release status.

• Released. The record is complete and is ready for processing.

• Completed. The record was processed through a global process.

Corporate Action Sub Priority

3961

Determines the order in which to process the corporate action when multiple corporate actions have the same Effective Date. Corporate action priority is from low to high; that is, an event with a corporate action priority of 1 is processed prior to an event with a corporate action priority of 10. The default value is 1.

Mandatory/Voluntary Indicator

1734

Indicates whether the corporate action is mandatory or voluntary. Options include:

• Mandatory. The corporate action is required by the issuer and applies to all entities.

• Voluntary. The corporate action is at the decision of the holder of the securities, or the issuer requires the action but there are different accounting options available to the holder of the security. If you select Voluntary, you see the Proration Percent field. You must set up a voluntary corporate action with the number of shares, or percentage of shares, participating in the election.

Proration Percent

8081

Used for voluntary actions only when available share and/or cash are not sufficient to satisfy the offer by shareholders. The action cannot accommodate the entire order so the action is prorated at a given percent. This percent is used in the closing and opening of lots on the From and To side. The system uses this field in conjunction with the shares elected (for an entity to participate in the voluntary corporate action), to determine the amount of shares/percentage of shares that are applied.

The calculation follows: # of Shares Subscribed * Proration Percent = # Shares Participating in Voluntary CA

Cash Information

Rate of Action (Cash)

1692

Specifies the effective rate of consent payment. Used if the corporate action has a cash component. Stores the applicable cash rate.

Cash Currency

3962

Specifies the currency that the system uses to process the cash. By default you see the asset currency of the From security.

Corporate Action Type

1728

Identifies the business name of the corporate action. Options include Cash Tender.

Corporate Action Notes

1740

Specifies user-defined information about the corporate action.

Consent Information

Effective Date On Consent

8011

Specifies the consent date of the corporate action. If you provide a value, you must enter the Rate of Action (Consent) field value.

Rate Of Action (Consent)

8010

Specifies the rate of an additional cash payment, to entice shareholders to participate in the action. This information is treated as a separate cash receivable, and it does not impact the terms of the original corporate action, or the cost allocation to the new security.